Psychoneuroimmunology Finds Acceptance As Science Adds Evidence
By Steven Benowitz
The Scientist 10[16]:14,
Aug. 19, 1996 at www.Britannica.com
Despite
some scientists' skepticism and funding shortages, the nascent field of
psychoneuroimmunology (PNI) is gaining
greater
acceptance in the mainstream medical world. PNI seeks to understand the
complex communications among the brain
and the
immune system, and their implications for health.
Only within
the past two decades have researchers begun to muster experimental evidence
to figure it all out. Today, powerful
new molecular
techniques allow scientists to detail links between stress and disease
immunity, pinpointing changes in hormone
flow
and immune system cells.
According
to Margaret Kemeny, an associate professor of psychiatry and biobehavioral
science at the University of California,
Los Angeles,
PNI research has exploded in the last decade. Recent work has demonstrated
that hormones and
neurotransmitters
released under stress can change immune cell behavior. These various cells
actually have receptors to "hear"
the signals,
allowing the nervous, endocrine, and immune systems to "talk."
At Ohio
State University in Columbus, for example, researchers led by Janice Kiecolt-Glaser,
a professor of psychology and
psychiatry
and director of the division of health psychology, and Ronald Glaser, a
professor of medical microbiology and
immunology,
have shown that those who took care of a spouse or parent with Alzheimer's
disease were more likely to have
more
severe colds than those who didn't have such responsibilities (J.K. Kiecolt-Glaser,
Psychosomatic Medicine, 53:345-62,
1991).
Other
studies with a group of medical students focused on the effects of academic
stress and a response to a hepatitis B
vaccine,
which would mimic response to an infectious agent. These studies showed
antibody and immune cell response were
diminished
in those with more anxiety, higher stress and less social support (R. Glaser,
Psychosomatic Medicine, 54:22-9,
1992).
"One of the real strengths of the field is that in the last five years
we've been concentrating on
biological signaling-neurotransmitters and hormones talking to receptors,
for example," observes
David L. Felten, professor and chairman of the department of neurobiology
and anatomy at the
University of Rochester School of Medicine and Dentistry.
"I don't think that there's any doubt today by immunologists that the central
nervous system, the
endocrine system, and stress can modulate the immune response," maintains
Ohio State University's
Glaser. "People are trying to understand those interactions at themolecular
level. The last part is
starting to play out: People are beginning to say, 'Sure, you see these
effects on the immune
system, but do they have health implications-are they biologically
significant?'
"In the
last several years, we've begun to see health implications
from
stress changes on the immune system. As those studies
continue
to be published in good journals, those who are skeptical
about
the health implications may eventually buy into it," Glaser
believes.
Gaining Acceptance
The field
has taken its share of criticism. Many contend that the
links
between the various systems and the science supporting
such
connections are inconclusive.
"Both
scientists and the general public are interested [in PNI]
because
they always suspected it was true," notes
Kiecolt-Glaser.
"It has a high level of credibility [with the public],
but the
science hasn't been there."
She says
that critics often complain that "the science is soft,
which
it is in some studies, and the effects are marginal."
Marvin
Stein, an emeritus professor of psychiatry at Mount Sinai
School
of Medicine in New York, agrees. "We need to know more
about
how the brain and immune system talk," he says. "There's
plenty
of evidence about the effects of psychosocial factors in
health-I
don't think anyone disputes that. The question is, what's
the clinical
and biological relevance [of changes in the immune
system]?"
Some believe
PNI studies have little value. "Most of what PNI
involves
is the measurement of artifacts," says Wallace Sampson,
a clinical
associate professor of medicine at Stanford University
and board
chairman of the National Council against Health Fraud,
a nonprofit
organization in Loma Linda, Calif., that monitors
alternative
therapies. "The data are frequently in conflict with each
other."
When first
discussed among scientists in the 1970s, the so-called
crosstalk
theory among the brain and immune system was clearly
against
immunology dogma. "It violated the basic assumptions
underlying
immunology, that it [the immune system] is an autonomous system," notes
Glaser.
Yet today,
evidence supporting an intimate relationship between the brain and the
immune system continues to mount, says
Kemeny.
As a result, she sees a greater willingness among scientists and physicians
today to accept many of the findings of
PNI.
Glaser
cites two of his team's studies published in prestigious journals as typical
examples of the credibility the field has
acquired
in the mainstream medical profession. One is their paper in the British
medical journal Lancet (J.K. Kiecolt-Glaser et
al.,
346:1194-6, 1995), which describes evidence that wound healing was much
slower in psychologically stressed adult
patients.
He also cites an April paper in the Proceedings of the National Academy
of Sciences (J.K. Kiecolt-Glaser et al.,
93:3043-47,
1996) that shows stress lowers the ability to create disease-fighting antibodies
from a flu vaccine. "These papers
clearly
demonstrated that these changes are biologically significant-that stress
modifies an immune response-and [show] the
way that
these changes have health implications."
In addition,
Glaser points to the Ohio State studies that compared the health effects
of stress on people who cared for parents or
spouses
with Alzheimer's disease with those who did not have such responsibilities.
"We found that the care-givers, significantly
more
stressed than controls, also got more colds. That told us we had something
significant here," he recalls.
According
to Glaser, two years after some of the participants' care-giving duties
had stopped, their immune systems had not
recovered
to the controls' levels. "That has big-time health implications," says
Glaser. The "million-dollar question in the field,"
he explains,
is: "Are these observed immune system effects actually affecting health?"
Whereas
Glaser and others approach the field from the human angle, others are delving
into the cellular and molecular
mechanisms
at work.
Rochester's
Felten points out that "because [PNI] involves biological signaling, it's
more acceptable to even the skeptical
immunologists.
If you can measure receptors and second messenger effects, then you have
good science, and no one can deny
that."
He recalls
the early days of the field, when colleagues scoffed at the notion of the
central nervous system affecting the immune
system.
Glaser also acknowledges that he wasn't convinced about PNI's potential
until he began conducting studies.
"Now the
question becomes, 'Under what situations might this become important?'"
asks Felten. "For example, we think that in
older
animals, which already have a less capable immune system, the nerve signaling
may be critical."
Felten,
who studies biological signaling in mouse models under stress, points to
a need for "careful and extensive
epidemiological
and intervention studies."
Some scientists
are examining how the brain is directly affected by stress. Bruce Rabin,
a professor
of pathology
and psychiatry at the University of Pittsburgh School of Medicine, is using
a rat model
to identify
the specific areas of the brain that are turned on under stress.
"If we
prevent some of those areas from being turned on, there are no immune changes
when they
are exposed
to stress.
"We also
found that if we turn on specific areas of the brain without any stress,
we can see similar
immune
system changes as if they were under stress," he says. "We believe that
we are beginning
to identify
relevant areas of the brain that are associated with alterations of immune
function under
stress."
In recent
years, some researchers have started examining the connection between behavior
and HIV
infection.
At the University of Miami, Neil Schneiderman and his colleagues showed
that a 10-week
stress
management and relaxation training program with HIV-infected gay men helped
increase
patients'
abilities to cope, decrease depression, and in many cases delayed onset
of AIDS symptoms.
Schneiderman notes that PNI might be part of an effective treatment for HIV-positive patients' disease progression.
Many researchers
describe a "difficult financial situation," particularly for newcomers
to the field, a situation not altogether
different
from that of most research disciplines in general. "If funding is difficult
to obtain, individuals will train in areas that have
funding,"
Rabin concedes. What's more, he adds, the National Institutes of Health
frequently focuses on diseases, and
"diseases
have lobbies; PNI doesn't have a lobby. When you're dealing with health,
funding agencies have less interest."
That's
not to say that NIH hasn't supported PNI studies, according to Ellen Stover,
who heads the Office on AIDS at the National
Institute
of Mental Health (NIMH). Stover's institute; the National Institute on
Aging; and the National Heart, Lung and Blood
Institute,
among others, have supported PNI research.
Robert Ader, George L. Engel Professor of Psychosocial Medicine at Rochester,
cites "the problem
in communicating across disciplines, such as psychology and immunology."
Ader notes that
funding mechanisms parallel disciplines, and those who judge research proposals
tend to be expert
in only one particular field. New and interdisciplinary research projects
are difficult to fund because
the merits of both risky science and science that crosses disciplines are
difficult to evaluate.
Some look at NIH as both a benefactor and an obstacle. "Our biggest impediment
to progress in the
field is the ultraconservative study-section and peer-review process at
NIH, which has retrenched to
funding the most mundane, very safest research," comments Felten.
He notes, however, that NIMH overall has been responsive to the field's
needs, but the study
sections have fallen short because it's difficult to find the necessary
interdisciplinary expertise in
endocrinology, immunology, neuroscience, and behavior. "A study section
needs to attract those
with the broad multidisciplinary expertise," Felten suggests.
Fred Altman, acting chief of NIMH's basic prevention and behavioral medicine
research branch,
doesn't see a problem with the available study section expertise for judging
the merit of research
proposals. Says Altman: "I think we're well equipped to evaluate proposals."
Felten
is convinced that public interest in PNI is growing, particularly with
programs such as Bill Moyers's public television
series
"Healing and the Mind." "Gradually, it has gained acceptance with the scientific
community as the scientific data has
grown,"
Felten comments. "Criticism comes from bad science."
Promising
Future The University of Pittsburgh's Rabin argues that there is much less
scientific and public skepticism about PNI
than
there was a decade ago. "The quality of the research is much higher today
and much less anecdotal.
"In addition,
people have lost some faith in physicians' abilities to manage disease
and have a marked increase in the interest in
preventive
medicine," he says. He notes that the U.S. health care system "has brought
this on by the reduction in quality of
diagnosing
and treating disease because of cost containment and managed care."
Blue Cross/Blue
Shield of Massachusetts, in fact, is hoping that behavioral intervention
might help keep breast cancer patients
healthier
longer. Blue Cross is sponsoring a PNI research project in conjunction
with the American Psychological Association
(APA)
to see whether counseling can improve breast cancer patients' recovery.
"We hope
to translate what we see scientifically to procedures in a real world setting
as part of
health
care," says study director Geoffrey Reed, assistant executive director
for professional
development
at APA's practice directorate, headquartered in Washington, D.C. In the
project, one
group
of 60 women will receive group therapy as part of their standard treatment,
while another
group
will receive only standard medical treatment. Psychological measures such
as attitude,
medicine,
and healthy behavior compliance, in addition to immune function, will be
studied.
PNI has
attracted a sizable public following and is of "considerable theoretical
interest to
researchers,"says
Reed. However, he notes, it "hasn't had a large-scale impact on health
care
delivery.
Until we test these [kinds of theories] out, we won't have an impact."
While
many researchers are optimistic about the field's expansion and see an
eventual widespread
acceptance,
others have reservations.
"In some
ways we have too much acceptance in the mainstream and not enough critical
review,"
says
Suzanne Felten, president of the PsychoNeuroImmunology Research Society,
based in
Urbana,
Ill. "It's common to find charlatans who want to charge outlandish sums
of money for
nothing.
On the other hand, the field has taken leaps in studies linking bereavement
and [lowered]
immune
function, for example, and by developing animal models and interventions
that may be important clinically."
She says
understanding the immune system, especially regarding behavior and aging,
could have serious implications for
medicine
and immunology. "These are well received [by scientists]," she notes.